FINRA REGULATION, INC. ID 67078514

  • Summary

    Formed in Connecticut, FINRA REGULATION, INC. is a registered business entity and is a Stock under local business registration regulations. Assigned the registration number 0549538, according to the official registry, it is now Active.

  • Status

    Active updated recently more like this →

  • Kind

    Stock more like this →

  • Address

    9509 KEY WEST AVENUE, ATTENTION: FINANCE / TAX, ROCKVILLE, MD, 20850
  • Officers

    CORPORATION SERVICE COMPANY Registered Agent

    BILL WOLLMAN executive vice president

    BRIGITTE C. MADRIAN director

    CAMERON FUNKHOUSER executive vice president

    CARLO V. DI FLORIO chief risk officer

    CAROL DAVIDSON director

    ELISSE B. WALTER director

    GERALDINE M. WALSH senior vice president

    GREGORY AHERN executive vice president

    GREGORY J. FLEMING director

    J. BRADLEY BENNETT executive vice president

    JAMES D. WEDDLE director

    JOEL SELIGMAN director

    JOHN J. BRENNAN director

    JOHN W. SCHMIDLIN director

    JONATHAN S. SOKOBIN chief economist & senior vice president

    KEVIN CARRENO director

    LESLIE F. SEIDMAN director

    LINDA D. FIENBERG executive vice president & cho

    LUIS M. VICEIRA director

    MARCIA E. ASQUITH senior vp & corporate secretary

    MARK S. CASADY director

    MARK S. CRESAP director

    MICHAEL RUFINO executive vice president

    RICHARD G. KETCHUM chairman

    RICHARD S. PECHTER director

    ROBERT COLBY chief legal officer

    ROBERT KEENAN JR director

    ROCHELLE LAZARUS director

    SETH H. WAUGH director

    STEVEN A. JOACHIM executive vice president

    STEVEN J. RANDICH executive vice president & cio

    SUSAN F. AXELROD executive vice president

    SUSAN W. JENAH director

    THOMAS GIRA executive vice president

    THOMAS M. SELMAN executive vice president

    TODD T. DIGANCI treasurer / cfo & evp

    TRACY JOHNSON senior vice president

    W. DENNIS FERGUSON director

    WILLIAM H. HEYMAN director

  • Regulatory regime

    Connecticut Secretary of State

  • Update status

    Last checked at 2026-07-03 19:20:58 UTC

  • Comments

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