FINRA REGULATION, INC. ID 67078514
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Summary
Formed in Connecticut, FINRA REGULATION, INC. is a registered business entity and is a Stock under local business registration regulations. Assigned the registration number 0549538, according to the official registry, it is now Active.
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Status
Active updated recently more like this →
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Kind
Stock more like this →
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Address
9509 KEY WEST AVENUE, ATTENTION: FINANCE / TAX, ROCKVILLE, MD, 20850 -
Officers
CORPORATION SERVICE COMPANY Registered Agent
BILL WOLLMAN executive vice president
BRIGITTE C. MADRIAN director
CAMERON FUNKHOUSER executive vice president
CARLO V. DI FLORIO chief risk officer
CAROL DAVIDSON director
ELISSE B. WALTER director
GERALDINE M. WALSH senior vice president
GREGORY AHERN executive vice president
GREGORY J. FLEMING director
J. BRADLEY BENNETT executive vice president
JAMES D. WEDDLE director
JOEL SELIGMAN director
JOHN J. BRENNAN director
JOHN W. SCHMIDLIN director
JONATHAN S. SOKOBIN chief economist & senior vice president
KEVIN CARRENO director
LESLIE F. SEIDMAN director
LINDA D. FIENBERG executive vice president & cho
LUIS M. VICEIRA director
MARCIA E. ASQUITH senior vp & corporate secretary
MARK S. CASADY director
MARK S. CRESAP director
MICHAEL RUFINO executive vice president
RICHARD G. KETCHUM chairman
RICHARD S. PECHTER director
ROBERT COLBY chief legal officer
ROBERT KEENAN JR director
ROCHELLE LAZARUS director
SETH H. WAUGH director
STEVEN A. JOACHIM executive vice president
STEVEN J. RANDICH executive vice president & cio
SUSAN F. AXELROD executive vice president
SUSAN W. JENAH director
THOMAS GIRA executive vice president
THOMAS M. SELMAN executive vice president
TODD T. DIGANCI treasurer / cfo & evp
TRACY JOHNSON senior vice president
W. DENNIS FERGUSON director
WILLIAM H. HEYMAN director
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Regulatory regime
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Update status
Last checked at 2026-07-03 19:20:58 UTC
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